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FINANCIAL
PLANNING

INVESTMENT
ADVISORY

CONSULTING

INVESTOR CHARTER

   

SEBI Registered Investment Adviser(RIA) Information
1) Complete name of Investment Adviser as registered with SEBI SANJAY ROY
2) Type of Registration-Individual, Non-Individual  Individual, Proprietor: InvestEdge Consulting
3) Registration number & validity of registration INA300000984.  
The certificate of Registration  valid till  suspended or cancelled by the Board.
4) Complete address with telephone numbers  79, Lenin Sarani, "COMMERCIAL POINT"
Unit 509,  5th Floor,                 
Kolkata - 7OOO13 West Bengal, INDIA.
5) Contact details of the Principal Officer–contact no. & email Id  Sanjay Roy, Contact No. 91 33 22267743  ; Email: sanjayroy.cfp@gmail.com
6) Corresponding SEBI regional/local office address.    L&T Chambers, 3rdFloor, 16, Camac Street, Kolkata-700017                 

Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :

 

Sr. No.

Financial Year

Compliance Audit Status

Remarks, If any

1

FY 2020-21

Conducted

   -----

2

FY 2021-22

Conducted

   -----

3

FY 2022-23

 Conducted

   -----

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